EPSTEIN
page 4 / 457 . OCR, unverified
Account Number
&mot
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
Page 8 o18
Go paperless
way, MINIM' 4
Rated Excellent
Every Year Since 2007
020BAR MELD COMMUNICATIONS
EXCE LIDICE
Clui00 Ileac PentaboOLC. • wholly *ad
st6NeSmy of The Bak al Pkw Yea Melba
ComoratIon (BAY Melon)
Rashes LLC. motto, FINS& NYSE SIPC
DB-SDNY-0065567
SDNY_GM_00211751
EFTA01371971
--- SOURCE: IMAGES__0040__EFTA01371972.txt ---
METADATA_SOURCE: IMAGES0040
METADATA_FILENAME: EFTA01371972.pdf
----------------------------------------
151 Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
Caul whe honk lvhsw What. Maanarsta
Walsh haasi* Galan
Deviate Rank Sahepliu PIC
New Yak Office
HS Pea Anne, ha host
New Yak NY I0114
Toll hes 166611.1101
WNc 310 1145 Slat
THE HAZE T RUST
UAD 02/09/ 99
February 1, 2019 - February 28, 2019
JEFFREY EPSTON &
Account Number: N4G-024943
DARREN K IN DYKE TTEES
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Pry: to
Glance
oat a
ThisPetIod
Year-to-Date
Your Investment Specialist:
BEGINNINGACCOUNT VALUE
$14,354,547.04
$19.756.141.88
MARTIN ZEM AN
Net Cash Deposits and Withdrawals
♦,114,207.73
0,112,637.45
(212) 250-0432
Net SecuiitiesInfOut of Account
_70.204x630.00
0.204.630.00
Adjusted Previous Account Value
35,709.31
461,125.57
Dividends, Interest and Other Income
35,530.69
79,955.57
Net Chan t e in Portfolio'
.71,240.00
481,170.00
Estimated Anneal Income
$12,942.78
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Percent
Asset Tyre
Prior Year-Bid
LW Period
This Period
0%
Cash, Money Funds, and Bank Deposits
10,032,681.88
4,078,671.04
0.00
0%
Fixed Income
2,130,300.00
2,172,960.00
0.00
0%
Equities
7,593,160.00
8,102,910.00
0.00
0%
Account Total
$19,756,141.88
$14,354,547.04
$0.00
Please review your allocation periodically with your Investment Specialist.
The European Central Bank (the' ECB' ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 10 42 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page tot 7
lide2s5M3202
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
Go paperless
MX ASCOT t.011ivtorr 4
Rated Excellent
Even. Year Since 2007
OMAR MTIOCOMPAVNICA71076
EXCELLENCE
Marts through PentaboOLC. • wholly and
subsiSin of The ease al Ni. Yost Melba
Comorafion (INY Mellen)
PtiSPWS LLC. motto( MLR& NYSE S,PC
DB-SDNY-0065568
SDNY_GM_00211752
EFTA01371972
--- SOURCE: IMAGES__0040__EFTA01371973.txt ---
METADATA_SOURCE: IMAGES0040
METADATA_FILENAME: EFTA01371973.pdf
----------------------------------------
Money Market Fund Detail
Del,
Activity Type
Sweep Money Market Fund
CASH AC TR DWSGOVT & AG INSTL
Current Yield: 2.31% Activity Ending: 0 2/15/ 19
Desolation
Amount
Balance
02101/19
Opening Balance
4,078,677.04
4,078,677.04
02107/19
Withdrawal
MONEY FUND REDEM PTION
4,078,617.04
0.00
02/07/19
Withdrawal
SHARES REDEEMED
-1,551.68
4,551.68
02107/19
Deposit
ACCRUED DIVIDEND CREDIT
1,551.68
0.00
02115/19
Deposit
MONEY FUND PURCHASE
133,435.60
133,435.60
02119119
Withdrawal
MONEY FUND REDEMPTION
-133,435.60
0.00
02/19/19
Withdrawal
SHARES REDEEM ED
-33.66
-33.66
02119/19
Deposit
ACCRUED DIVIDEND CREDIT
33.66
0.00
02/15/19
u Closing.Balance
$0.00
Total All Money Market Funds
$0.00
IllE=111
Dividend Income
Ccittent Period
humble
Non Taxable
Year-to-Date
Taxable
NMI Troth
Equities
33,945.35
0.00
33,945.35
0.00
IA oney M arket
1,585.34
0.00
12,942.78
0.00
Other Dividends
0.00
0.00
087 44
0.00
Total Dividends, Interest, Income and Expenses
$35,530.69
$0.00
$79,955.57
$0.00
Description
Cluentily
Opening
8alanca
Closing
Balance
Accrued
Income
Income
30-Day
ThIsTer
Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio
Money Market
CASH AC TR DWSG0YT It AG INSTL
4,078,677.04
0.00
0.00
12,942.78
Total Money Market
$4,078,877.04
$0.00
$0.00
_2.31%
$12,942.78
TOTAL CASH, MONEY FUNDS. AND BANK DEPOSITS
$4.078.677.04
$0.00
$0.00
$12,942.78
Account NumbeIIII. --
Go poets
snow UMW,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
Rated Ewefiere
Every Year Since 2007
04BAR MITOCOMPAVNICA710.5
EXCELLENCE
Page 2 of 7
MISR Meech Penabos UM. • wholly road
subtle:run of The Bakal Ni. York Mellen
Comer/Mon (WY Mellen)
Pent„ t LLC. motto( AURA. NYSE StPC
DB-SDNY-0065569
SDNY_GM_00211753
EFTA01371973
--- SOURCE: IMAGES__0040__EFTA01371974.txt ---
METADATA_SOURCE: IMAGES0040
METADATA_FILENAME: EFTA01371974.pdf